Top Glen Cove Criminal Stock Broker Fraud Lawyers Near You

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Edward V. Sapone, LLC

Criminal Stock Broker Fraud Lawyer | Serving Glen Cove, NY

Free Consultation

212-349-9000

White Collar and Criminal Federal Defense Matters. Call Today For Consultation.

Edward V. Sapone, LLC, is a Manhattan-based law firm specializing in federal and state criminal defense at the trial and appellate court levels. The Firm’s founder, Edward V. Sapone, is an experienced criminal defense lawyer who has successfully defended clients in federal and state courts across the United States. Mr. Sapone has won acquittals after trial and …

Criminal Stock Broker Fraud Lawyers in Glen Cove

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Glen Cove Criminal Stock Broker Fraud Information

Are You Facing Criminal Stock Broker Fraud Charges?

If you find yourself under investigation for criminal stock broker fraud, now is the time to contact a Glen Cove criminal stock broker fraud attorney. Your attorney will help defend you against these fraud allegations and explain to you your legal defense options.

Types of Criminal Stock Broker Fraud

Criminal stock broker fraud includes either intentional misconduct or even negligent acts that end up defrauding investment clients. Lying to a client, intentionally deceiving a client or even informing a client on how to invest without adequate research can bring serious charges.

Top Questions to Ask When Hiring an Attorney

  • How many years have you been practicing law? How long have you practiced law in the local area?
  • How many cases similar to mine have you handled in the past?
  • What is the likely outcome for my case?

In legal practice, experience matters. An experienced attorney will likely have handled issues similar to yours many, many times. Therefore, after listening to your situation, the attorney should have a reasonable idea of the time line for a case like yours and the likely resolution.

Top Questions to Ask a Lawyer

  • What is the usual process to resolve my case? How long will it take to resolve this?
  • What are likely outcomes of a case like mine? What should I expect?

An experienced lawyer should be able to communicate a basic "road map" on how to proceed. The lawyer should be able to walk you through the anticipated process, key considerations, and potential pitfalls to avoid. Once you've laid out the facts of your situation to the lawyer, he/she should be able to frame expectations and likely scenarios to help you understand your legal issue.

How to Find the Right Attorney

  • Determine the area of law that relates to your issue. Attorneys specialize in specific practice areas around legal issues within the broad field of law.
  • Seek out recommendations from friends, family, and colleagues. A successful attorney or practice will typically have many satisfied clients.
  • Set up consultation appointments to get a better understanding of your case as well as gauge your comfort level with different attorneys. Find the attorney who is the right fit for your needs.

Common legal terms explained

Pro se - This Latin term refers to representing yourself in court instead of hiring professional legal counsel. Pro se representation can occur in either criminal or civil cases.

Statute - Refers to a law created by a legislative body. For example, the laws enacted by Congress are statutes.

Subject matter jurisdiction - Requirement that a particular court have authority to hear the claim based on the specific type of issue brought to the court. For example, the U.S. Bankruptcy Court only has subject matter jurisdiction over bankruptcy filings, therefore it does not have the authority to render binding judgment over other types of cases, such as divorce.

Lead Counsel Rated Attorneys

Lead Counsel's objective process independently verifies attorney records, conferring with state bars across the country and conducting annual reviews to confirm that the attorney practices in the legal categories as indicated, possesses a valid bar license, and is eligible to practice in the specific jurisdiction.