Top Artesia, CA Securities Fraud Lawyers Near You
Call a Respected Criminal Defense Attorney Serving All of Southern California
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16520 Bake Parkway, Suite 280, Irvine, CA 92618
Representing people in Artesia, California with their Securities Fraud issues.
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6345 Balboa Blvd, Suite 247, Encino, CA 91316
If you need Securities Fraud help in California, contact Law Office of Gregory Rubel, a local practice in Artesia, for legal representation.
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260 St. Ann's Drive, Laguna Beach, CA 92651
Clients who need legal help with Securities Fraud concerns can contact Law Offices of Barry T. Simons, a reputable law firm in Artesia, California.
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23679 Calabasas Road, Suite 412, Calabasas, CA 91302
Assisting people in California with their Securities Fraud needs. Learn More.
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5150 E Pacific Coast Highway, 2nd Floor, Long Beach, CA 90804
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When you need Securities Fraud help in Artesia, contact Bulldog Law, an established California law firm.
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1440 N Harbor Blvd, Suite 900, Fullerton, CA 92835
Contact Law Offices of David Borsari for experienced Securities Fraud guidance in Artesia, California.
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2049 Century Park E, Suite 3500S, Los Angeles, CA 90067
500 N Brand Blvd, Suite 1650, Glendale, CA 91203
3701 Wilshire Blvd, Suite 210, Los Angeles, CA 90010
1400 N. Harbor Blvd., Suite 601, Fullerton, CA 92835
18411 Crenshaw Blvd, Suite 120, Torrance, CA 90504
2030 Main Street, Suite 1300, Irvine, CA 92614
9121 Haven Ave, Suite 120, Rancho Cucamonga, CA 91730
17800 Casleton Street, Suite 605, City of Industry, CA 91748
5440 Trabuco Rd, Irvine, CA 92620
1055 West 7th Street, 33rd Floor, Los Angeles, CA 90017
100 N. Euclid Avenue, Second Floor, Upland, CA 91786
1300 Bristol St. N., Suite 100, Newport Beach, CA 92660
20955 Pathfinder Road, Suite 100, Diamond Bar, CA 91765
222 N Mountain Ave, Suite 100, Upland, CA 91786
4333 Orange St, Suite 102, Riverside, CA 92501-3859
633 West 5th Street, Suite 900, Los Angeles, CA 90071
PO Box 48011, Beverly Hills, CA 90211
3700 Wilshire Blvd, Suite 950, Los Angeles, CA 90010
3460 Ocean View Blvd, Suite F, Glendale, CA 91208
Artesia Securities Fraud Information
Lead Counsel independently verifies Securities Fraud attorneys in Artesia and checks their standing with California bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Does the Law Say About Securities Fraud?
Securities fraud involves fraudulent misrepresentations in buying, selling, trading stock or other financial commodities. Securities fraud can also involve stock price manipulation to artificially inflate or deflate stock values. Securities fraud is a type of “white-collar crime,” which is a financially motivated, nonviolent crime.
Is Securities Fraud a Federal Crime?
Securities fraud is a federal offense, like mail fraud or wire fraud. Under securities law in the U.S. Code, it is a violation of the Securities Exchange Act to defraud any person in connection with any commodity. It is also a crime to execute a scheme to obtain money or property in connection with any stock commodity through misrepresentation, false pretenses, or fraudulent promises.
Securities fraud may also be a violation of California state law. Many states have a law that mirrors the federal criminal statute. State agencies or state law enforcement may prosecute fraudulent securities practices that occur within state lines.
What Are Common Types of Securities Fraud?
Fraudulent security schemes can take a variety of forms. Common examples of securities fraud include:
- Corporate fraud
- Insider trading
- Internet fraud
- Short selling schemes
- Ponzi schemes
- Pump and dump
Corporate fraud generally involves misrepresentations made by corporate directors and executives. This may include misrepresentations or cooking the books to artificially inflate the company’s stock value. Corporate shareholders can then profit from selling the overpriced stock or selling the overvalued company. The Enron corporate fraud case is a famous example of corporate-level fraud.
A Ponzi scheme is an investment scheme where earlier investors are paid out returns out of the money from new investors. As long as the share of investors continues to increase, other investors can receive consistent profits. However, as soon as the new influx of money starts to slow down or dry up, the scheme falls apart and individual investors find out their life savings are gone.
How Does Someone Find Out About Securities Fraud?
In some cases, a financial scheme can go on for years before anyone suspects any criminal activity. Federal government agencies may suspect fraud because of suspicious financial transactions, excessive trading, or irregular tax filings. However, many securities fraud cases are reported by whistleblowers. The Securities and Exchange Commission (SEC) has a whistleblower office for people to report possible fraud. Fraud may be reported by investors, employees, or even relatives who become aware of false securities claims.
Whistleblowers have an incentive to report insider trading or corporate fraud because the SEC provides monetary awards for individuals who report fraud that leads to SEC enforcement. Whistleblowers can receive up to 30% of the enforcement money collected.
Can You Go to Jail for Securities Fraud?
You can go to jail for securities fraud. Federal fraud statutes provide long prison sentences for felony fraud. Under U.S. law, a conviction for securities fraud can result in fines and imprisonment for up to 25 years. Depending on the fraud involved, securities violations may include other fraud charges, including:
- Telemarketing fraud
- Wire fraud
- Bank fraud
- Mail fraud
- Identity theft
- Credit card fraud
- Check fraud
- Insurance fraud
There may also be civil penalties for fraud, which could result in fines, treble damages, and restitution for the victims of investment fraud.
How Can an Experienced Securities Lawyer Help?
If your business or investment activities are being investigated by a government agency, you may be under investigation for securities fraud. Securities fraud attorneys may be able to represent you during an investigation to make sure your legal rights are represented. If you are facing legal action, criminal defense lawyers can represent you in court.
Investment fraud lawyers can use the discovery process to review all the evidence in your case, talk to witnesses, and gather relevant records to build a strong legal defense. An investment fraud attorney may also be able to negotiate a plea agreement for the best possible outcome. A successful plea deal can have charges reduced, charges dropped, or reduce the criminal sentencing.