Top Phoenix Securities Lawyers Near You

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Dimond Kaplan & Rothstein, P.A.

Securities Lawyer | Serving Phoenix, AZ

Free Consultation

Se Habla Español

305-374-1920

Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts

Our law firm’s securities lawyers have significant experience handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange securities arbitrations and securities litigation in state and federal court. We have handled cases throughout the United States and Latin America involving a broad range of securities, including but not limited to: stocks, bonds, options, hedge …

Phoenix Securities Information

Securities Law

Securities law generally covers an assortment of legal issues related to the purchase or sale of products like mutual funds, stocks, and bonds. Phoenix securities lawyers can assist with an assortment of legal issues arising companies wishing to increase funding.

Help with Securities Disputes

As a private investor when you have a dispute you may have the choice of where you actually settle or litigate your claim. The decision whether to bring your case in the FINRA arbitration forum, a private arbitration forum, a court of law, or through ADR should best be left to an experienced securities attorney.

If you're involved in a company that's seeking additional funding you should speak with a Securities Attorney who can assist you with finding investors, or even going public.

How an Attorney Can Help

An attorney can often resolve your particular legal issue faster and better than trying to do it alone. A lawyer can help you navigate the legal system, while avoiding costly mistakes or procedural errors. You should seek out an attorney whose practice focuses on the area of law most relevant to your issue.

Tips on Approaching an Initial Attorney Consultation

  • Use the consultation as a means of gaining a better understanding of your legal situation.
  • Ask the attorney how many cases similar to yours he/she has handled. An attorney's experience and knowledge can speak to their expertise (or lack of) in addressing your situation.
  • Your attorney should be able to articulate roughly how long a case like yours will take to resolve and what sort of procedures to expect.
  • Determine how comfortable you are working with the lawyer and/or law firm.

How much does it cost to hire an attorney?

In general, how much an attorney costs will often depend on these four factors: billing method and pricing structure, type of legal work performed, law firm prestige, and attorney experience. Depending on the legal issue you are facing, an attorney may bill you by the hour, settle on a flat fee, or enter into a contingency fee agreement. The type of legal work you need help with will also play a role in cost incurred.

Common legal terms explained

Pro se - This Latin term refers to representing yourself in court instead of hiring professional legal counsel. Pro se representation can occur in either criminal or civil cases.

Statute - Refers to a law created by a legislative body. For example, the laws enacted by Congress are statutes.

Subject matter jurisdiction - Requirement that a particular court have authority to hear the claim based on the specific type of issue brought to the court. For example, the U.S. Bankruptcy Court only has subject matter jurisdiction over bankruptcy filings, therefore it does not have the authority to render binding judgment over other types of cases, such as divorce.

Lead Counsel Rated Attorneys

Lead Counsel's objective process independently verifies attorney records, conferring with state bars across the country and conducting annual reviews to confirm that the attorney practices in the legal categories as indicated, possesses a valid bar license, and is eligible to practice in the specific jurisdiction.

Court Locations in Phoenix, AZ

Central Court - Family Law

201 W Jefferson,Phoenix,AZ85003
Phone: (602) 506-1561

Old Courthouse - Civil

125 W Washington,Phoenix,AZ85003
Phone: (602) 506-1497

South Court Tower

175 W Madison,Phoenix,AZ85003
Phone: (602) 506-8575