Top New York Securities Lawyers Near You

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Edward V. Sapone, LLC

Securities Lawyer | New York, NY

Free Consultation

212-349-9000

20 Years Experience in Helping Clients with their Criminal Needs

Edward V. Sapone, LLC, is a Manhattan-based law firm specializing in federal and state criminal defense at the trial and appellate court levels. The Firm’s founder, Edward V. Sapone, is an experienced criminal defense lawyer who has successfully defended clients in federal and state courts across the United States. Mr. Sapone has won acquittals after trial and …

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Dimond Kaplan & Rothstein, P.A.

Securities Lawyer | Serving New York, NY

Free Consultation

Se Habla Español

305-374-1920

Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts

Our law firm’s securities lawyers have significant experience handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange securities arbitrations and securities litigation in state and federal court. We have handled cases throughout the United States and Latin America involving a broad range of securities, including but not limited to: stocks, bonds, options, hedge …

Featured New York, NY Securities Law Firm

Securities Lawyers in New York

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New York Securities Information

Securities Law

Securities law generally covers an assortment of legal issues related to the purchase or sale of products like mutual funds, stocks, and bonds. New York securities lawyers can assist with an assortment of legal issues arising companies wishing to increase funding.

Help with Securities Disputes

As a private investor when you have a dispute you may have the choice of where you actually settle or litigate your claim. The decision whether to bring your case in the FINRA arbitration forum, a private arbitration forum, a court of law, or through ADR should best be left to an experienced securities attorney.

If you're involved in a company that's seeking additional funding you should speak with a Securities Attorney who can assist you with finding investors, or even going public.

Top Questions to Ask When Hiring an Attorney

  • How many years have you been practicing law? How long have you practiced law in the local area?
  • How many cases similar to mine have you handled in the past?
  • What is the likely outcome for my case?

In legal practice, experience matters. An experienced attorney will likely have handled issues similar to yours many, many times. Therefore, after listening to your situation, the attorney should have a reasonable idea of the time line for a case like yours and the likely resolution.

Tips on Approaching an Initial Attorney Consultation

  • Use the consultation as a means of gaining a better understanding of your legal situation.
  • Ask the attorney how many cases similar to yours he/she has handled. An attorney's experience and knowledge can speak to their expertise (or lack of) in addressing your situation.
  • Your attorney should be able to articulate roughly how long a case like yours will take to resolve and what sort of procedures to expect.
  • Determine how comfortable you are working with the lawyer and/or law firm.

Points to Consider Before Hiring a Lawyer

Experience. Regardless of the type of legal matter you need help with, an experienced attorney will usually be able to get you better results.

Competence. Determine an attorney's expertise by asking about their track record for the issue you need help with resolving.

Fit. There are plenty of good attorneys out there; make sure you find one you are comfortable working with.

Common legal terms explained

Affidavit - A sworn written statement made under oath. An affidavit is meant to be a supporting document to the court assisting in the verification of certain facts. An affidavit may or may not require notarization.

Lead Counsel Rated Attorneys

Lead Counsel's objective process independently verifies attorney records, conferring with state bars across the country and conducting annual reviews to confirm that the attorney practices in the legal categories as indicated, possesses a valid bar license, and is eligible to practice in the specific jurisdiction.

Court Locations in New York, NY

New York State Unified Court System, Supreme, Civil Term 

60 Centre St.,New York,NY10007
Phone: (646) 386-3600

New York State Unified Court System, Supreme, Civil Term 

80 Centre St.,New York,NY10013
Phone: (646) 386-3601

New York State Unified Court System, Supreme, Civil & Criminal Term 

111 Centre St.,New York,NY10013
Phone: (646) 386-3601