Top Houston Securities Lawyers Near You

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Dimond Kaplan & Rothstein, P.A.

Securities Lawyer | Serving Houston, TX

Free Consultation

Se Habla Español

305-374-1920

Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts

Our law firm’s securities lawyers have significant experience handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange securities arbitrations and securities litigation in state and federal court. We have handled cases throughout the United States and Latin America involving a broad range of securities, including but not limited to: stocks, bonds, options, hedge …

Houston Securities Information

Securities Law

Securities law generally covers an assortment of legal issues related to the purchase or sale of products like mutual funds, stocks, and bonds. Houston securities lawyers can assist with an assortment of legal issues arising companies wishing to increase funding.

Help with Securities Disputes

As a private investor when you have a dispute you may have the choice of where you actually settle or litigate your claim. The decision whether to bring your case in the FINRA arbitration forum, a private arbitration forum, a court of law, or through ADR should best be left to an experienced securities attorney.

If you're involved in a company that's seeking additional funding you should speak with a Securities Attorney who can assist you with finding investors, or even going public.

Top Questions to Ask When Hiring an Attorney

  • How many years have you been practicing law? How long have you practiced law in the local area?
  • How many cases similar to mine have you handled in the past?
  • What is the likely outcome for my case?

In legal practice, experience matters. An experienced attorney will likely have handled issues similar to yours many, many times. Therefore, after listening to your situation, the attorney should have a reasonable idea of the time line for a case like yours and the likely resolution.

The Importance of a Good Consultation

The goal of an initial consultation is to find an attorney you are comfortable working with and someone who can help you understand your options under the law. Seek to understand the relevant legal experience the attorney brings to your case. While it is not realistic to expect an attorney to resolve your legal issue during an initial consultation, you should gain a level of comfort with his/her ability to do so. A good consultation can clarify issues, raise pertinent questions and considerations for your case, and help you make an informed decision towards resolving your legal issue.

Points to Consider Before Hiring a Lawyer

Experience. Regardless of the type of legal matter you need help with, an experienced attorney will usually be able to get you better results.

Competence. Determine an attorney's expertise by asking about their track record for the issue you need help with resolving.

Fit. There are plenty of good attorneys out there; make sure you find one you are comfortable working with.

Common legal terms explained

Pro se - This Latin term refers to representing yourself in court instead of hiring professional legal counsel. Pro se representation can occur in either criminal or civil cases.

Statute - Refers to a law created by a legislative body. For example, the laws enacted by Congress are statutes.

Subject matter jurisdiction - Requirement that a particular court have authority to hear the claim based on the specific type of issue brought to the court. For example, the U.S. Bankruptcy Court only has subject matter jurisdiction over bankruptcy filings, therefore it does not have the authority to render binding judgment over other types of cases, such as divorce.

Lead Counsel Rated Attorneys

Lead Counsel's objective process independently verifies attorney records, conferring with state bars across the country and conducting annual reviews to confirm that the attorney practices in the legal categories as indicated, possesses a valid bar license, and is eligible to practice in the specific jurisdiction.

Court Locations in Houston, TX

Harris County Criminal Justice Center

201 Caroline St. #420,Houston,TX77002
Phone: (713) 755-7300

Harris County New Civil Courthouse

201 Caroline St. ,Houston,TX77002
Phone: (713) 755-5552

Harris County Justice of the Peace Courts

7300 N Shepard Drive #138,Houston,TX77091
Phone: (713) 697-1224